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The Fund will redeem all or any part of shares owned upon written request. The written request for redemptions must include:
In the case of shares registered in the name of a corporation or other legal entity, the redemption request should be signed in the name of the corporation or entity by an officer whose title is stated, and a certified bylaw provision or resolution of the board of directors authorizing the officer to so act must be furnished. Mail your written request with the above mentioned information via regular mail or overnight delivery to the appropriate address below:
Redemptions By Telephone – 1.888.UTOPIA3 (1.888.886.7423) You may redeem shares by telephone by calling Utopia Funds at 1.888.UTOPIA3 (1. 888.886.7423). In order to use the telephone redemption procedure, a shareholder must have elected this procedure in writing, and the redemption proceeds must be mailed directly to the investor or transmitted to the investor’s predesignated account at a domestic bank. To change the designated account or address, a written request with signature(s) guaranteed must be sent to the Transfer Agent at least 15 days before the telephone redemption request. Telephone redemptions are subject to a $5,000 minimum. By electing the telephone redemption option, you may be giving up a measure of security that you might have if you were to redeem your shares in writing. For reasons involving the security of your account, you will be required to provide certain account information before your instructions will be carried out, and the telephone transaction may be tape recorded. The Transfer Agent has adopted these procedures to reasonably verify that telephone instructions are genuine. If it follows those procedures, neither the Funds nor the Transfer Agent will be responsible for the authenticity of telephone instructions and will not be responsible for any loss, damage, cost or expense arising out of any telephone instructions received for an account. Furthermore, you agree to hold harmless and indemnify the Funds, the Transfer Agent, and any affiliated officers, employees, directors, and agents from any losses, expenses, costs or liabilities (including attorneys’ fees) that may be incurred in connection with telephone redemption procedures. When an investor requests a redemption via wire payment, the Transfer Agent will normally wire the redemption proceeds the next business day by federal funds only to the bank and account designated on the Application to Buy Shares, or in written instructions subsequently received by the Transfer Agent, and only if the bank is a commercial bank that is a member of the Federal Reserve System, may purchase shares by wire by instructing your financial institution to wire funds to the Funds’ custodian bank. For additional detail, please see the Prospectus-PDF or call our Investor Service Representatives at: 1.888.UTOPIA3 or 1.888.886.7423. You may redeem shares in an existing account through the Funds’ website at www.utopiafunds.com. To establish online transaction privileges, you must enroll through the website and have an existing Utopia Funds account. You automatically have the ability to establish online transaction privileges unless you decline them on your Account Application or by calling 1.888.UTOPIA3 or 1.888.886.7423. See About Transactions Through the Website under Additional Redemption Information for more important information. Additional Redemption Information For additional redemption information, including timing of redemptions, share pricing, redemption of small accounts, systematic withdrawal plans, and more, please see the Prospectus-PDF. If you have additional questions, please call 1.888.UTOPIA3 or 1.888.886.7423. About Transactions Through the Website You may check your account balance(s) and historical transactions and sell shares in an existing account of the Fund through the Funds’ website at www.utopiafunds.com. You automatically have the ability to view account balances and transactions by enrolling on the website. You also automatically have the ability to complete transactions on the website unless you decline them on your application or call 1.888.UTOPIA3 or 1.888.886.7423. You will be required to enter into a user’s agreement through the website in order to enroll for these privileges. In order to conduct online transactions, you must have telephone transaction privileges. The Funds impose a limit of $50,000 on redemption transactions through the website. You should be aware that the Internet is an unsecured, unstable, unregulated and unpredictable environment. Your ability to use the website for transactions is dependent upon the Internet and equipment, software, systems, data and services provided by various vendors and third parties. While the Funds and their service providers have established certain security procedures, the Funds, FIM Group, ALPS Distributors, Inc. and the Funds’ Transfer Agent cannot assure you that inquiries, account information or trading activity will be completely secure. There also may be delays, malfunctions or other inconveniences associated with the Internet, and times when the website is unavailable for transactions or other purposes. Should this happen, you should consider redeeming using another method. Neither the Funds, FIM Group, ALPS Distributors, Inc. or ALPS will be liable for any such delays, malfunctions, unauthorized interception or access to information. In addition, provided reasonable security procedures are used, neither the Funds, FIM Group, ALPS Distributors, Inc. or ALPS will be responsible for any loss, liability, cost or expense for following instructions communicated through the Internet, including fraudulent or unauthorized transactions. |
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